•Work with the grain of the organisation.

• Seek to minimise the burden on client management / operational staff.

• Seek to minimise disruption to day-to-day business.

• Risk based: identifying and prioritising regulatory risks.

• Prepare practical, fit-for purpose, proposals to address regulatory risks which build on the Firm’s existing business model.

• Agree remedial work programme with relevant management / stakeholders.

• We are fully committed to our clients and seek to build long term relationships with them.