Recent Assignments
- New bank authorisation
- PRA/FCA Visit preparation
- London Based Foreign Bank branches and subsidiaries: compliance operations outsourcing including compliance monitoring, anti-financial-crime
- Banks, Fund Managers and Securities Firms: Drafting ICAAP Submissions.
- Drafting ILAAPs for banks.
- Drafting ORSA submissions.
- Senior Managers' and Certification Regime
- AML: Audits, Implementing JMLSG guidance, training.
- Operational Risk: Risk and Control Assessments.