Recent Assignments 

  • New bank authorisation 
  • PRA/FCA Visit preparation
  • London Based Foreign Bank branches and subsidiaries: compliance operations outsourcing including compliance monitoring, anti-financial-crime
  • Banks, Fund Managers and Securities Firms: Drafting ICAAP Submissions.
  • Drafting ILAAPs for banks.
  • Drafting ORSA submissions.
  • Senior Managers' and Certification Regime 
  • AML: Audits, Implementing JMLSG guidance, training.
  • Operational Risk: Risk and Control Assessments.